Broker Dealers and Advisors Risk Prohibited Transactions When…

PRWeb
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With a compliance date of December 21st, 2021, now only 6 months away and recent reports of planned rigorous enforcement around IRA rollover recommendations, the DOL’s PTE 2020-02 has become priority…

(PRWeb June 14, 2021)

Read the full story at https://www.prweb.com/releases/broker_dealers_and_advisors_risk_prohibited_transactions_when_recommending_ira_rollovers/prweb17994459.htm